"Illegal recommendation of funds" refers to the business activities of unqualified institutions and individuals providing investment advice on public funds and other investment products recognized by the China Securities Regulatory Commission to investors or clients, and directly or indirectly obtaining economic benefits. "Illegal recommendation of stock and futures" refers to the activities of unqualified institutions and individuals providing direct or indirect paid consulting services such as securities and futures investment analysis, prediction, or advice to investors or clients. The behavior pattern of "illegal recommendation of stocks, funds, and futures" mainly includes:
1. Online live streaming and short video recommendations for stock, fund, and futures. It mainly refers to the creation or use of Internet platforms to open live broadcast rooms or release short videos, and directly or indirectly recommend stock fund futures in the name of "anchor", "broadcaster", "blogger", "circle owner", etc.
2. Weibo and WeChat recommend stock, fund, and futures. Mainly refers to recommending stock fund futures directly or indirectly through social media tools such as Weibo and WeChat, under the names of "Stock God", "Big V", "Teacher", etc.
3. Software recommends stock, fund, and futures. Mainly refers to providing investment analysis opinions, selection suggestions, buying and selling timing suggestions, and predicting price trends for stocks, funds, and futures products through the sale or provision of recommended stock, fund, and futures software.
4. Recommend stock, fund, and futures for training. Mainly refers to directly or indirectly recommending stock, fund, and futures through courses such as "financial management", "investor education", "financial intelligence education", "stock trading", and "buying fundamentals", as well as holding investment lectures, reports, and analysis meetings.
According to the relevant provisions of the Fund Law, the act of "illegally recommending funds (public offerings)" is suspected of engaging in fund service business without authorization. According to the relevant provisions of the Securities Law, the act of "illegally recommending stocks" is suspected of engaging in illegal securities business. According to the relevant provisions of the Regulations on the Administration of Futures Trading, the act of "illegally recommending futures" is suspected of illegal operation of futures business.
Investors should be wary of illegal recommendations of stocks, funds, and futures, choose legitimate institutions during the investment process, adhere to rational investment, and enhance their risk prevention awareness and self-protection ability to prevent being deceived.
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